| SECURITIES ARBITRATION RECOVERY, INC. | 
                        P93000085643 | 
                        INACT | 
                    
                    
                        | SECURITIES ARBITRATION RECOVERY ADVISORS, INC. | 
                        P95000098083 | 
                        INACT | 
                    
                    
                        | SECURITIES ARBITRATION REPRESENTATIVES, INC. | 
                        P94000004481 | 
                        INACT | 
                    
                    
                        | SECURITIES ARBITRATION SERVICES, INC. | 
                        P92000008719 | 
                        INACT | 
                    
                    
                        | SECURITIES ARBITRATION SPECIALISTS, INC. | 
                        P93000003869 | 
                        INACT | 
                    
                    
                        | SECURITIES ASSET MANAGEMENT, INC. | 
                        P92000010986 | 
                        INACT | 
                    
                    
                        | SECURITIES ATTORNEY REFERRAL SERVICE, INC. | 
                        P97000071470 | 
                        INACT | 
                    
                    
                        | SECURITIES CAPITAL, LLC | 
                        L07000008280 | 
                        NAME HS | 
                    
                    
                        | SECURITIES CAPITAL HOLDINGS, INC. | 
                        P08000088380 | 
                        INACT | 
                    
                    
                        | SECURITIES CAPITAL INVESTMENTS, LLC | 
                        L07000099066 | 
                        INACT | 
                    
                    
                        | SECURITIES CAPITAL INVESTMENT STRATEGIES, LLC | 
                        L08000072179 | 
                        NAME HS | 
                    
                    
                        | SECURITIES CAPITAL MANAGEMENT, LLC | 
                        L11000046846 | 
                        INACT | 
                    
                    
                        | SECURITIES CAPITAL PARTNERS, LLC | 
                        L13000112659 | 
                        Active | 
                    
                    
                        | SECURITIESCAREERS, INC. | 
                        P99000106899 | 
                        INACT | 
                    
                    
                        | SECURITIES CLAIM SERVICES, INC. | 
                        P93000070514 | 
                        INACT | 
                    
                    
                        | SECURITIES CLEARING OF COLORADO, INC. | 
                        854272 | 
                        INACT | 
                    
                    
                        | SECURITIES AND COMMERCE INSTITUTE LLC | 
                        L09000119957 | 
                        INACT | 
                    
                    
                        | SECURITIES COMPLIANCE CORP. | 
                        P13000014747 | 
                        INACT | 
                    
                    
                        | SECURITIES COMPLIANCE & CONSULTING CORP. | 
                        P14000067932 | 
                        INACT | 
                    
                    
                        | SECURITIES COMPLIANCE CONSULTING, INC. | 
                        P95000035758 | 
                        INACT |