Detail by Officer/Registered Agent Name
Foreign Not For Profit Corporation
FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Filing Information
P18691
53-0088710
04/04/1988
DE
ACTIVE
NAME CHANGE AMENDMENT
08/07/2007
NONE
Principal Address
Changed: 04/21/2024
1700 K STREET, NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Changed: 04/21/2024
Mailing Address
Changed: 04/21/2024
1700 K STREET, NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Changed: 04/21/2024
Registered Agent Name & Address
CORPORATION SERVICE COMPANY
Name Changed: 01/09/2015
Address Changed: 01/09/2015
1201 HAYS STREET
TALLAHASSEE, FL 32301-2525
TALLAHASSEE, FL 32301-2525
Name Changed: 01/09/2015
Address Changed: 01/09/2015
Officer/Director Detail
Name & Address
Title DIRECTOR
DRUMMOND, LANCE F
Title DIRECTOR
NAGENGAST, JAMES D
Title CEO, PRESIDENT, DIRECTOR
COOK, ROBERT W
Title DIRECTOR
PIERCE, PAIGE W
Title Director
BUSETTE, CAMILLE M.
Title Director
TAFARA, ETHIOPIS
Title Director
MURPHY, LINDE
Title DIRECTOR
SCHEVE, TIMOTHY C
Title DIRECTOR
LANTON , WENDY
Title DIRECTOR
Bailey, Deborah
Title DIRECTOR
NOLL, ERIC
Title DIRECTOR
JENSEN, MAUREEN
Title Director
Crowley, James T
Title Director
Ehnes, John(Jack)
Title Corporate Secretary, Executive Vice President
Asquith, Marcia E
Title Director
Buckley, Mortimer J.
Title Director
Ho, Peggy
Title Director
Deshpande, Samir
Title CFO, EVP, Treasurer
Diganci, Todd T
Title Director
Sauter, Gus
Title Director
Roman, Derrick A
Title Director
Curtis, Scott
Title DIRECTOR
DRUMMOND, LANCE F
14263 NOLEN LANE
CHARLOTTE, NC 28277
CHARLOTTE, NC 28277
Title DIRECTOR
NAGENGAST, JAMES D
Securities America, Inc
12325 PORT GRACE BLVD
LA VISTA, NE 68128
12325 PORT GRACE BLVD
LA VISTA, NE 68128
Title CEO, PRESIDENT, DIRECTOR
COOK, ROBERT W
1700 K STREET, NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title DIRECTOR
PIERCE, PAIGE W
Apartment 435 Bley Investment Group, Inc., 4900 Gage Avenue
Fort Worth, TX 76109
Fort Worth, TX 76109
Title Director
BUSETTE, CAMILLE M.
Brooking Institution
1775 MASSACHUSETTS AVENUE, NW
WASHINGTON, DC 20036
1775 MASSACHUSETTS AVENUE, NW
WASHINGTON, DC 20036
Title Director
TAFARA, ETHIOPIS
Multilateral Investment Guarantee Agency
1818 H Street, NW
WASHINGTON, DC 20436
1818 H Street, NW
WASHINGTON, DC 20436
Title Director
MURPHY, LINDE
Second Floor M.E. Allison & Co., Inc., 950 EAST BASSE ROAD
SAN ANTONIO, TX 78209
SAN ANTONIO, TX 78209
Title DIRECTOR
SCHEVE, TIMOTHY C
1717 ARCH STREET
22nd Floor Janney Montgomery Scott LLC,
PHILADELPHIA, PA 19103
22nd Floor Janney Montgomery Scott LLC,
PHILADELPHIA, PA 19103
Title DIRECTOR
LANTON , WENDY
35 PINELAWN ROAD
SUITE 101E
MELVILLE, NY 11747
SUITE 101E
MELVILLE, NY 11747
Title DIRECTOR
Bailey, Deborah
1200 CALIFORNIA STREET
APT 19C
SAN FRANCISCO, CA 94109
APT 19C
SAN FRANCISCO, CA 94109
Title DIRECTOR
NOLL, ERIC
Context Capital Partners
401 E. CITY AVENUE #815
BALA CYNWYD, PA 19004
401 E. CITY AVENUE #815
BALA CYNWYD, PA 19004
Title DIRECTOR
JENSEN, MAUREEN
Ontario Securities Commission
117 CAMERON STREET
Toronto, Ontario N0H 2PO CA
117 CAMERON STREET
Toronto, Ontario N0H 2PO CA
Title Director
Crowley, James T
Pershing Advisor Solutions LLC
One Pershing Plaza
Jersey City, NJ 07399
One Pershing Plaza
Jersey City, NJ 07399
Title Director
Ehnes, John(Jack)
CalSTRS
100 Waterfront Place
West Sacramento, CA 95605
100 Waterfront Place
West Sacramento, CA 95605
Title Corporate Secretary, Executive Vice President
Asquith, Marcia E
1700 K STREET, NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Buckley, Mortimer J.
100 Vanguard Blvd
Malvern, PA 19355
Malvern, PA 19355
Title Director
Ho, Peggy
Commonwealth Financial Network
9 Donizetti Street
Wellesley, MA 02482
9 Donizetti Street
Wellesley, MA 02482
Title Director
Deshpande, Samir
Humana Inc
500 W Main Street
Louisville, KY 40202
500 W Main Street
Louisville, KY 40202
Title CFO, EVP, Treasurer
Diganci, Todd T
1700 K STREET, NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Sauter, Gus
1700 K STREET, NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Roman, Derrick A
1700 K STREET, NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Curtis, Scott
Raymond James Financial Services, Inc
880 Carillon Parkway
St. Petersburg, FL 33716
880 Carillon Parkway
St. Petersburg, FL 33716
Annual Reports
Report Year | Filed Date |
2022 | 04/22/2022 |
2023 | 04/24/2023 |
2024 | 04/21/2024 |
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