Detail by Officer/Registered Agent Name
Foreign Not For Profit Corporation
FINRA REGULATION, INC.
Filing Information
F97000006749
52-1959501
12/15/1997
DE
ACTIVE
NAME CHANGE AMENDMENT
01/02/2008
NONE
Principal Address
Changed: 04/04/2024
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Changed: 04/04/2024
Mailing Address
Changed: 04/04/2024
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Changed: 04/04/2024
Registered Agent Name & Address
CORPORATION SERVICE COMPANY
Name Changed: 01/09/2015
Address Changed: 01/09/2015
1201 HAYS STREET
TALLAHASSEE, FL 32301-2525
TALLAHASSEE, FL 32301-2525
Name Changed: 01/09/2015
Address Changed: 01/09/2015
Officer/Director Detail
Name & Address
Title Treasurer, CFO
DIGANCI, TODD T
Title Secretary
ASQUITH, MARCIA E
Title Director
Roman, Derrick A
Title VP
WALSH, GERALDINE M
Title VP
SOKOBIN, JONATHAN S
Title VP
BERRY, RICHARD W
Title VP
COLBY, ROBERT
Title VP
RANDICH, STEVEN J
Title President, Director, CEO
COOK, ROBERT W.
Title SVP
DEAN JR., GREGORY J
Title Director
PIERCE, PAIGE W
Title DIRECTOR
MURPHY, LINDE
Title VP
RENNER, ROBERT A.
Title VP
DOMBAY, DENISE
Title Director
NOLL, ERIC
Title VP
DELANEY, MAUREEN
Title VP
DUMONT, STEPHANIE
Title DIRECTOR
LANTON, WENDY
Title Director
DESHPANDE, SAMIR
Title DIRECTOR
HO, PEGGY
Title DIRECTOR
BUCKLEY, MORTIMER J
Title Director
CROWLEY, JAMES T
Title Director
BAILEY, DEBORAH
Title VP
RUPPER, GREG
Title DIRECTOR
JENSEN, MAUREEN
Title Director
Busette, Camille m
Title Director
Tafara, Ethiopis
Title Director
Arredondo, Fabiola
Title VP
DeMaio, Gene
Title VP
Ruppert, Greg
Title Director
Sauter, Gus
Title Director
Ehnes, John
Title Director
Drummond, Lance F
Title Director
Fairfax, Lisa
Title Director
Kilcoyne, Moira
Title VP
Stankard, Nathaniel
Title Director
Pennington, Penny
Title VP
Washington, Rainia L
Title Director
Curtis, Scott
Title Director
Scheve, Timothy C
Title VP
St Louis, William
Title VP
Wollman, William
Title Treasurer, CFO
DIGANCI, TODD T
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Secretary
ASQUITH, MARCIA E
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Roman, Derrick A
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title VP
WALSH, GERALDINE M
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title VP
SOKOBIN, JONATHAN S
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title VP
BERRY, RICHARD W
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title VP
COLBY, ROBERT
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title VP
RANDICH, STEVEN J
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title President, Director, CEO
COOK, ROBERT W.
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title SVP
DEAN JR., GREGORY J
1735 K STREET, NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
PIERCE, PAIGE W
Suite 615 Bley Investment Group, Inc., 6300 Ridglea Pl
FORT WORTH, TX 76116
FORT WORTH, TX 76116
Title DIRECTOR
MURPHY, LINDE
950 East Basse Road,
SAN ANTONIO, TX 78209
SAN ANTONIO, TX 78209
Title VP
RENNER, ROBERT A.
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title VP
DOMBAY, DENISE
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
NOLL, ERIC
One Belmont Avenue,
BALA CYNWYD, PA 19004
BALA CYNWYD, PA 19004
Title VP
DELANEY, MAUREEN
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title VP
DUMONT, STEPHANIE
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title DIRECTOR
LANTON, WENDY
35 PINELAWN ROAD
SUITE 101E
MELVILLE, NY 11747
SUITE 101E
MELVILLE, NY 11747
Title Director
DESHPANDE, SAMIR
500 W MAIN STREET
LOUISVILLE, KY 40202
LOUISVILLE, KY 40202
Title DIRECTOR
HO, PEGGY
9 DONIZETTI STREET
WELLESLEY, MA 02482
WELLESLEY, MA 02482
Title DIRECTOR
BUCKLEY, MORTIMER J
100 VANGUARD BLVD
MALVERN, PA 19355
MALVERN, PA 19355
Title Director
CROWLEY, JAMES T
ONE PERSHING PLAZA
JERSEY CITY, NJ 07399
JERSEY CITY, NJ 07399
Title Director
BAILEY, DEBORAH
1200 CALIFORNIA STREET
APT 19C
SAN FRANCISCO, CA 94109
APT 19C
SAN FRANCISCO, CA 94109
Title VP
RUPPER, GREG
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title DIRECTOR
JENSEN, MAUREEN
117 CAMERON STREET
ONTARIO SECURITIES COMMISSION
THORNBURY, ONTARIO N0H 2P0 CA
ONTARIO SECURITIES COMMISSION
THORNBURY, ONTARIO N0H 2P0 CA
Title Director
Busette, Camille m
1775 Massachusetts Avenue, NW
Washington, DC 20036
Washington, DC 20036
Title Director
Tafara, Ethiopis
1818 H Street , NW,
Washington, DC 20436
Washington, DC 20436
Title Director
Arredondo, Fabiola
115 Mason St.,
Greenwich, CT 06830
Greenwich, CT 06830
Title VP
DeMaio, Gene
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title VP
Ruppert, Greg
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Sauter, Gus
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Ehnes, John
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Drummond, Lance F
14263 Nolen Lane,
Charlotte, NC 28277
Charlotte, NC 28277
Title Director
Fairfax, Lisa
3501 Sanson Street,
Philadelphia, PA 19104
Philadelphia, PA 19104
Title Director
Kilcoyne, Moira
83 Ryerson Road,
Warwick, NY 10990
Warwick, NY 10990
Title VP
Stankard, Nathaniel
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Pennington, Penny
12555 Manchester Rd,
, St Louis,, MO 63131
, St Louis,, MO 63131
Title VP
Washington, Rainia L
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title Director
Curtis, Scott
880 Carillon Parkway,
St. Petersburg,, FL 33716
St. Petersburg,, FL 33716
Title Director
Scheve, Timothy C
1717 Arch Street,
Philadelphia, PA 19103
Philadelphia, PA 19103
Title VP
St Louis, William
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Title VP
Wollman, William
1700 K Street NW
WASHINGTON, DC 20006
WASHINGTON, DC 20006
Annual Reports
Report Year | Filed Date |
2022 | 04/28/2022 |
2023 | 04/24/2023 |
2024 | 04/04/2024 |
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